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2026-05-04 · Notice · Federal Register document 2026-08625

Exemption for Certain UBS AG (UBS) Asset Managers Located in Zurich, Switzerland

Labor Department, Employee Benefits Security Administration

Official abstract: This exemption allows current and future UBS-related asset managers to continue to rely on Prohibited Transaction Exemption (PTE) 84-14, from May 5, 2026, to May 5, 2035, if certain conditions are met, notwithstanding four convictions and one non-prosecution agreement involving affiliated entities of UBS.

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